Tuesday, May 5, 2015

TAHRIR's recommendations for changes in Draft Uttar Pradesh Right to Information Rules, 2015 intended to replace those which were notified in 2006 to implement The Right to Information Act, 2005 (RTI Act).

  
Add star 

Sanjay Sharma

<tahririndia@gmail.com>
Attachment
To: aftabalamrti@gmail.com, upsiclucknow <upsiclucknow@gmail.com>, sec.sic@up.nic.in, scic.up@up.nic.in

Dear Sir/Madam,

The homepage of the website of the Uttar Pradesh State Information
Commission (UPSIC) displays a set of draft Rules intended to replace
those which were notified in 2006 to implement The Right to
Information Act, 2005 (RTI Act). It is not clear whether this is an
initiative of the UPSIC or the Government of UP which alone has the
power to amend RTI Rules under Section 27 of the RTI Act.

While these Draft Rules are in greater detail as compared to the bare
essentials in the 2006 version, many new provisions in the proposed
Rules have the potential to snuff the life of the transparency law.

The other major problematic areas in the draft Rules are:

1) Giving the State Information Commission (SIC) the power to close an
appeal or complaint on the death of the appellant/complainant- this
can be used to murder RTI applicants as has happened with close to 40
citizens over the last 10 years;

2) Allowing for the possibility of withdrawal of an appeal or
complaint - so an RTI applicant may now be threatened to withdraw a
case by vested interests. More than 250 RTI applicants have been
physically attacked or mentally harassed by such vested interests;

3) Permitting the SIC to impose costs in an appeal or complaint not
only the public authority but also on the appellant / complainant or
third party- this is a complete violation of the RTI Act's provisions;

4) Permitting the SIC to award compensation in an appeal or complaint
not only to the appellant / complainant but also the public authority
and the third party- this is a complete violation of the RTI Act's
provisions which do not compensation to be awarded to any person other
than the appellant/complainant.

5) Making references to the 2006 Rules regarding fee rates despite
saying at the outset that the 2006 Rules will be superseded by the new
Rules upon notification;

6) Making formats compulsory for filing RTI applications, appeals and
complaints and insisting that these be filed in triplicate;

7) Violating principles of natural justice such as by giving access to
the RTI applicant copies of the rejoinders filed by a public authority
against an appeal / complaint only on the date of the hearing instead
of giving him/her sufficient time to file a rebuttal;

8) Making the process of filing appeals and complaints cumbersome such
as by requiring the appellant / complainant to file the appeal /
complaint in triplicate;

9) Permitting the Registrar of the SIC to return appeals and
complaints merely on grounds of technical defects;

10) Not insisting that the notice for a hearing in an appeal or
complaint matter be delivered to the RTI applicant well in advance.
Instead the Draft Rules merely state that the notice be issued 15 days
in advance without ensuring that it reaches the applicant well in
time;

11) Delegating the SIC's powers to any other office of the Commission
for conducting an inquiry- this is not permitted anywhere in the RTI
Act;

12) Not permitting the appellant / complainant to choose not to attend
a hearing;

13) Imposing costs on the appellant / complainant and other parties
even if adjournment is sought for justified reasons; and

14) Not requiring the SIC to issue orders in a case in open proceeding
and immediately after a hearing is concluded.

15) The Draft Rules as available on the website of the SIC at:
http://upsic.up.nic.in/ - at right hand bottom corner states that
public responses should be sent to the SIC at: aftabalamrti@gmail.com.
The use of Internet based email address for official purposes is a
clear violation of the Email Policy recently notified by the
Government of India.

Apart from this, We are attaching our analysis and recommendations for
change in these rules.

Please take into account all contents of this mail including the
attachment while taking any decision regarding finalization of RTI
Rules 2015 by Government of Uttar Pradesh/UPSIC.

Sincerely Yours,

Sanjay Sharma سنجے شرما संजय शर्मा
( Founder & Chairman)
Transparency, Accountability & Human Rights Initiative for Revolution
( TAHRIR )
101,Narain Tower,F Block, Rajajipuram
                                Lucknow,Uttar Pradesh-226017
Facebook : https://www.facebook.com/sanjay.sharma.tahrir
Website :http://tahririndia.blogspot.in/
E-mail : tahririndia@gmail.com
Twitter Handle : @tahririndia
Mobile : 9369613513


 TAHRIR ( Transparency, Accountability & Human Rights initiative for
revolution ) is a Bareilly/Lucknow based Social Organization, working
at grass-root level by taking up & solving issues related to
strengthening transparency & accountability in public life and
protection of Human Rights in India.   तहरीर (पारदर्शिता, जवाबदेही और
मानवाधिकार क्रांति के लिए पहल  )  भारत में लोक जीवन में पारदर्शिता
संवर्धन, जबाबदेही निर्धारण और आमजन के मानवाधिकारों के संरक्षण के
हितार्थ  जमीनी स्तर पर कार्यशील संस्था  है  l
 

TAHRIR recommendations to change draft RTI rules 2015.doc
114K View as HTML Scan and download
 
 
The Draft Uttar Pradesh Right to Information Rules, 2015

Recommendations for Improvement
submitted by
Transparency Accountability & Human Rights’ Initiative for Revolution ( TAHRIR ),Lucknow
Introduction:
TAHRIR welcomes the initiative of the Government of Uttar Pradesh to replace the Right to Information Rules, 2006 with a more detailed set of Rules. TAHRIR also welcomes the State Government’s initiative of placing the draft RTI Rules in the public domain for eliciting people’s views and suggestions for change. The Draft RTI Rules contain many positive provisions. However they also require several major changes to align them with the letter and spirit of the Right to Information Act, 2005 (the principal Act / RTI Act).

General Recommendation:
After analysing the Draft RTI Rules in the light of other RTI Rules notified by the Central and State Governments TAHRIR makes the following specific recommendations for change for the purpose of raising awareness about its contents and implications amongst the people of UP. The justification for incorporating the change is provided in the last column of the table given below.

Specific Recommendations for change in the Draft RTI Rules along with justification for change
Chapter 1
Draft Rule 1:     Short title and commencement                        No change is recommended
Draft Rule 2:     Definitions                                                       No change is recommended
Chapter 2
Draft Rule 3:    Rules governing request for obtaining information
Draft Rule
Provisions in
the Draft RTI Rules, 2015
Recommendations for Change
Justification for change
3(1)
A person, who desires to obtain information under the Act from any public authority, shall make a request in writing or through electronic means to the Public Information Officer of the public authority concerned. The request shall be made in the format given in the appendix as Form 1.
The following proviso may be inserted under Rule 3(1):
“Provided that an RTI application drafted on plain paper or submitted in electronic form and containing all relevant details required in the format shall not be rejected by the Public Information Officer.”
Making formats compulsory is against the letter and spirit of the principal Act. PIOs will use this Rule to reject RTI applications that are submitted on plain paper. An RTI application can be rejected only for reasons specified in Sections 8 or 9 of the principal Act. Several governments permit plain paper applications so long as they contain the name and contact details for the applicant and a clear description of the information sought. As Section 6(1) of the principal Act also permits submission of RTI applications electronically, the Rules must provide for that facility as well.
3(2)(a)
The information sought should be a part of the record held by or under the control of the public authority concerned.
Draft Rule 3(2)(a) may be deleted.
This Draft Rule runs contrary to the Section 6(3) of the principal Act which allows for transfer of a request from one public authority to another. Citizens will often not know which public authority will have all the information sought. Sometimes information on one issue will be available with several public authorities. This is why provision for transfer was inserted in the principal Act. This Rule also contradicts Draft Rule 3(5).
3(2)(b)
The information sought should not: 
(i)        involve fresh collection of non-available data; or 
(ii)       require carrying out new interpretation or analysis of existing data, or drawing of  inferences, making of assumptions, or providing advice or opinion based on existing data; or
(iii)      involve providing answers to hypothetical questions; or
(iv)      be in terms of answer to the question ‘why’, seeking justification for any action or inaction; or
(v)      be so vast that the collection thereof involves disproportionate diversion of resources of the public authority concerned.
a) In Draft Rule 3(b)(i) after the words- “non-available data” the following may be inserted:
“that is not required to be collected under any law, rule, regulation or practice for the time being in force”







b) Draft Rules 3(b)(ii) to (v) may be deleted.
a) Draft Rule 3(2)(b)(i) prevents seeking information that involves fresh collection of data. Section 2(f) defines information as anything in material form which can be collected even about a private body under any other law for the time being in force. It is well known that many public authorities do not always perform their statutory regulatory functions over private bodies properly. So when an applicant asks for information which is required to be collected under any other law, rule or regulation but the public authority has not already collected it, the public authority still has a duty to collect that non-available data and decided whether it can be disclosed under the RTI Act.
b) The remaining Draft Rules will be misused by unscrupulous PIOs to reject information requests outside of the grounds laid down in Section 7(1) of the principal Act. As the State Government has not adequately discharged it obligation of training people about their rights under this law, with particular focus on the disadvantaged segments of society as is required in Section 26(1)(a) of the RTI Act people are likely to submit requests in the form of queries or ask for voluminous information. Instead PIOs should be trained to provide reasonable assistance to RTI applicants as is required by Sections 5(3) and 6(1) of the principal Act.
3(4)
A request for obtaining information under the Act shall be accompanied by the fee prescribed in the U.P. Right to Information (Regulation of Fee and Cost) Rules, 2006. 
The new Rules must specifically contain a specific recital of the quantum of application fee.
It is a contradiction to say that these Rules will supersede the 2005 Rules in the Preamble and then continue to say that fee rates will be charged according to the old Rules. The 2005 RTI Rules will cease to exist on supersession by these new set of Rules.
3(6)
paras 3 and 4
(3) If the Public Information Officer is of the view that the information sought can only be provided on payment of any further fee representing the cost of providing the information as prescribed in the U.P. Right to Information (Regulation of Fee and Cost) Rules, 2006, then he shall send intimation accordingly to the applicant in the format given in the appendix as Form 5 and enter the details in the Register mentioned in sub-rule (2) above.  

(4) If the Public Information Officer is of the view that the request for information is to be rejected for any of the reasons specified in sections 8, 9 or 11 of the Act, then he shall convey such rejection to the applicant in the format given in the appendix as Form 6. The date of rejection shall be entered in the Register mentioned in subrule (2) above. 
a) The new Rules must specifically contain a specific recital of the rates at which additional fee will be charged. Additionally, the following new para may be inserted under this sub Rule as follows:
“The Public Information shall not charge any fee other than that specified in these Rules for the purpose of providing the information sought by the requestor.”


b) In para #4 of the Draft Rule, the phrase- “sections 8 or 9” may be substituted for the phrase- “sections 8, 9 or 11”.
a) It is quite contradictory to say that these Rules will supersede the 2005 Rules and then continue to say that fee rates will be charged according to the old Rules. Those rules will cease to exist on supersession. The new Rules must specifically contain a recital of all fee rates again.




b) Para #4 of the Draft Rule contradicts Sections 7 and 11 of the principal Act. There is no provision for rejection of an RTI application under Section 11. Section 7(1) clearly states that an RTI application may be rejected only for reasons given in Sections 8 and 9. The State Government does not have the power to expand the grounds for rejection using the rule-making power.
Chapter 3
Draft Rule 4 :     Rules governing registration and disposal of complaints
4(2)
A complaint should be typed, printed or written neatly and legibly and should be filed in three copies.
The number of copies may be reduced to two in accordance with the Draft Rule 4(7).
There is no reason why the age-old bureaucratic practice of preparing documents in triplicate should be foisted upon a complainant under the RTI Act. The complainant should be required to send only two copies as in Draft Rule 4(7) requires the Commission to send a copy of the complaint to the Respondent on its own. There is no rationale for three copies at all.
4(3)
A complaint should be submitted in the format given in the appendix as Form 9 and should contain the following details: 
(i) Name and address of the complainant (cellphone number and E-mail address of the complainant, if available, may also be given).


(ii)   Name and address of the Public Information Officer against whom the complaint has been made.
(iii) Brief description of the complaint.
(iv)  Ground(s) of the complaint
(v)  Prayer or relief sought.
(vi) Any other information considered necessary by the complainant.
(vii)      A certificate of the complainant that no complaint in regard to the same application under section 6(1) of the Act against the same Public Information Officer was filed by him earlier. 
a) the following proviso may be inserted at the bottom of Draft Rule 4(3) as follows:
“Provided that a complaint drafted on plain paper or submitted electronically shall not be rejected solely on that ground by the Commission.”


b) The phrase- “if applicable” may be inserted at the end of Draft Rule 4(3)(ii).








c) Draft Rule 4(3)(vii) may be deleted.
a) Making formats compulsory is against the letter and spirit of the principal Act. The Commission must not be permitted to reject a complaint submitted on plain paper. It is also advisable for the Commission to establish a system for enabling the e-filing of complaints – a convenience created by the Central Information Commission and several State Information Commissions.

b) Under Section 18(1) of the principal Act, a ground for filing a complaint is that there is no PIO available in a public authority to receive an RTI application. So the name and designation of the PIO cannot be provided in such cases. So the Rules must not insist on the furnishing of the name and designation of the PIO every time.
c) This Draft sub-Rule is illogical. It prevents a complainant from filing multiple complaints against an officer in relation to the same RTI application. For example, in the first instance it could be any of the grounds mentioned in Section 18(1) of the RTI Act. In the second instance a complaint may have to file against the same PIO for not complying with the order of the Commission. So this Draft sub-Rule is unnecessarily restrictive of a complainant's rights.
4(5)
Every complaint shall be examined by the Registrar. If the Registrar is of the view that the complaint is not in accordance with the provisions of the Act or Rules, he shall return the complaint to the complainant, pointing out the defect(s) therein, and enter the details thereof in a register maintained for the purpose in the format as given in the appendix as Form 10. If the Registrar is of the view that the complaint is in accordance with the provisions of the Act and Rules, he shall direct that the complaint be numbered and entered in a register maintained for the purpose in the format as given in the appendix as Form 11. 
Draft Rule 4(5) may be amended as follows:
“Every complaint shall be examined by the Registrar. If the Registrar is of the opinion that the complaint is not in accordance with the provisions of the Act or Rules, he shall make all reasonable efforts to contact the complainant and provide reasonable assistance to such complainant to correct the defects in the complaint. Every such instance of rectification of defects in a complaint shall be promptly recorded in the register maintained for that purpose in the Form 11 as provided in the Appendix to these Rules.”
This provision is open for misuse to reject almost any complaint on technical grounds. Instead of returning the complaint, the complainant must be contacted and asked to rectify any error in the complaint without actually returning it. Please note that Section 18(1) of the RTI Act the Commission has a duty to receive and inquire into any complaint. It cannot be returned because that will amount to rejection.
4(7)
The Commission shall issue notices to the complainant and the Public Information Officer concerned at least 15 days before the date fixed for the hearing. A copy of the complaint will also be sent to the Public Information Officer directing him to submit his written statement in two copies by the date fixed. 
After the words- “The Commission shall issue notices to the complainant and the Public Information Officer” the following words may be inserted:
“in such a manner that it is delivered to the complainant”
It is not enough to issue notice 15 days in advance because the most common problem faced by complainants in UP and in several other States is that the notice reaches them a day before or on the day of the hearing giving them little time to appear.
4(8)
On the date of hearing of the complaint, a copy of the written statement of the Public Information Officer shall be furnished to the complainant for his submission, if any. After consideration of the contents of the complaint, the written statement of the Public Information Officer and the submission made by the parties at the hearing, the Commission, if it is satisfied that there are reasonable grounds to inquire into the matter, may initiate an inquiry in respect thereof, such inquiry to be conducted in accordance with the provisions of section 18(3) and (4) of the Act and the Rules. The Commission may also entrust any such inquiry to any officer of the Commission. If the Commission is of the view that no reasonable grounds exist to inquire into the matter, it shall dismiss the complaint.  
a) The opening limb of Draft Rule 4(8) may be amended as follows:
“The Commission shall cause a copy of the written statement of the Public Information Officer to be served on the complainant so as to reach him at least a week in advance of the date of the hearing.”



b) In Draft Rule 4(8) The words- “The Commission may also entrust any such inquiry to any officer of the Commission” may be deleted.
The requirement of furnishing a copy of the PIO’s statement to the complainant on the day of the hearing is against the principles of natural justice. While the PIO will get the complaint letter well in advance there is no duty on him to send his rejoinder well in advance to the complainant. By giving a copy of the PIO's reply to the complainant on the date of the hearing, the Commission ends up preventing the complainant from putting up a solid rebuttal as there will be very little time for so doing.
Nothing in the principal Act authorises the Commission to delegate any of its powers to any other person or authority. In the absence of such enabling provision delegation of powers or authority through the Rules amounts to abuse of the rule-making power vested in the State Government.
Draft Rule 5 :     Rules governing registration and disposal  of appeals
5(1)
Any person who does not receive a decision from a Public Information Officer within the prescribed  time, or is aggrieved by a decision of a Public Information Officer, as the case may be, may within the prescribed time, prefer an appeal to such officer who is designated as the First Appellate Authority by the public authority concerned. The appeal shall be submitted in the format given in the appendix as Form 12. The First Appellate Authority shall dispose off the appeal in accordance with section 19(1) and (2) of the Act and Rules. 
After the words- “given in the appendix as Form 12” the following words may be inserted:
“The First Appellate Authority shall not reject an appeal drafted on plain paper or submitted electronically solely on that ground. Where the appeal suffers from any defect the First Appellate Authority shall make all reasonable efforts to contact the appellant and advise him or her to rectify the defect.”

Making formats compulsory is against the letter and spirit of the principal Act. The First Appellate Authority must not be permitted to reject an appeal submitted on plain paper. It is also advisable for the State Government to establish a system for enabling the e-filing of complaints – a convenience created by the Central Government and several State Governments.
5(2)
Any person aggrieved by an order passed by the First Appellate Authority or by non-disposal of his appeal within the prescribed period by the First Appellate Authority, may file a second appeal within the prescribed time to the Commission in the format given in the appendix as Form 13. Such appeal shall be accompanied by the following documents duly verified as true copies by the appellant: 
(i)           a copy of the request for information submitted to the Public Information Officer under section 6 (1) of the Act;
(ii)          a copy of the reply  received, if any, from the Public Information Officer;
(iii)         a copy of the appeal made to the First Appellate Authority under section 19(1) of the Act;
(iv)         a copy of the order, if any, received from the First Appellate Authority;
(v)          copies of other documents relied upon by the appellant and referred to in his appeal;
(vi)         an index of the documents referred to in the appeal; and
(vii)        a certificate of the appellant that no appeal on the same ground(s) against the same First Appellate Authority was filed by him earlier. 
An appeal to the Commission should be typed, printed or written neatly and legibly, and should be filed in three copies. 
The following proviso may be inserted at the bottom of Draft Rule 5(2) as follows:
“Provided that an appeal drafted on plain paper or submitted electronically shall not be rejected solely on that ground by the Commission.”















Draft rule 5(2)(vii) may be deleted.



Making formats compulsory is against the letter and spirit of the principal Act. The Commission must not be permitted to reject an appeal submitted on plain paper. It is also advisable for the Commission to establish a system for enabling the e-filing of second appeals – a convenience created by the Central Information Commission and several State Information Commissions.













Draft Rule 5(2) (vii) is illogical. It prevents an appellant from filing more than one second appeal against a First Appellate Authority. A second appeal may always be filed in relation to a second RTI application submitted in the same public authority.
5(3)
Every appeal filed with the Commission shall be examined by the Registrar. If the Registrar is of the view that the appeal is not in accordance with the provisions of the Act or Rules, he shall return the appeal to the appellant, pointing out the defect(s) therein, and enter the details thereof in a register maintained for the purpose in the format as given in the appendix as Form 10. If the Registrar is of the view that the appeal is in accordance with the provisions of the Act and Rules, he shall direct that the appeal be numbered and entered in a register maintained for the purpose in the format as given in the appendix as Form 14.
Draft Rule 5(3) may be amended as follows:
“Every appeal shall be examined by the Registrar. If the Registrar is of the opinion that the complaint is not in accordance with the provisions of the Act or Rules, he shall make all reasonable efforts to contact the appellant and provide reasonable assistance to such complainant to correct the defects in the appeal. Every such instance of rectification of defects in a complaint shall be promptly recorded in the register maintained for that purpose in the Form 14 as provided in the Appendix to these Rules.”
This provision is open for misuse to reject almost any appeal on technical grounds. Instead of returning the complaint, the appellant must be contacted and asked to rectify any error in the complaint without actually returning it.
5(5)
The Commission shall issue notices to the appellant, the Public Information Officer and the First Appellate Authority concerned at least 15 days before the date fixed for the hearing. A copy of the appeal will also be sent to the Public Information Officer and the First Appellate Authority directing them to submit their written statements in two copies by the date fixed. 
After the words- “The Commission shall issue notices to the appellant and the Public Information Officer and the First Appellate Authority” the following words may be inserted:
“in such a manner that it is delivered to the appellant
It is not enough to issue notice 15 days in advance because the most common problem faced by complainants in UP and in several other States is that the notice reaches them a day before or on the day of the hearing giving them little time to appear.
5(6)
On the date of hearing of the appeal, a copy each of the written statements of the Public Information Officer and the First Appellate Authority shall be furnished to the appellant for his submission, if any. After consideration of the contents of the appeal, the written statements of the Public Information Officer and the First Appellate Authority, and the submission made by the parties at the hearing, the Commission, if it is satisfied that there are reasonable grounds for consideration of the appeal, may fix a date for further hearing in respect thereof, such hearing to be conducted in accordance with the provisions of section 19(3) of the Act and the Rules. If the Commission is of the view that no reasonable grounds exist to further consider the appeal, it shall dismiss the appeal.
a) The opening limb of Draft Rule 5(6) may be amended as follows:
“The Commission shall cause a copy of the written statements of the Public Information Officer and the First Appellate Authority to be served on the appellant so as to reach him at least a week in advance of the date of the hearing.”



b) In Draft Rule 4(8) after the words- “it shall dismiss the appeal” the following words may be inserted:
“with reasons to be recorded in writing in sufficient detail so as to enable the appellant to understand the grounds for such dismissal.”
a) The requirement of furnishing a copy of the statements of the PIO and the FAA to the appellant on the day of the hearing is against the principles of natural justice. While the PIO and the FAA will get the complaint letter well in advance there is no duty on them to send their rejoinders well in advance to the appellant. By giving their written statements on the date of the hearing, the Commission ends up preventing the appellant from putting up a solid rebuttal as there will be very little time for so doing.
b) The closing limb of Draft Rule 4(8) is against the principles of natural justice. While dismissing the appeal the Commission must be required to give clear and defensible reasons for such dismissal. It must not be done in a mechanical manner.


Draft Rule 6 :      Service of notice by the Commission             No change is recommended
Draft Rule 7 :      Conduct of inquiry by authorised Officer
7
The Commission may entrust an inquiry in connection with any complaint or appeal pending before it to any officer of the Commission, and such officer while conducting the inquiry shall have all the necessary powers including the power to- 
(i)           summon and enforce attendance of persons;
(ii)          compel production of documents or things;
(iii)         administer oath and take oral evidence or receive evidence on affidavits;
(iv)         inspect documents and require discovery of documents; and
(v)          requisition any public record or documents from any public authority.
Rule 7 may be deleted.
Nothing in the principal Act authorises the Commission to delegate any of its powers to any other person or authority. In the absence of such enabling provision delegation of powers or authority through the Rules amounts to abuse of the rule-making power vested in the State Government.










Draft Rule 8:        Presence of parties during hearing on complaint or appeal
8
During the course of hearing on a complaint or an appeal, the complainant or appellant may be present in the Commission in person or through duly authorised representative. However, the Commission, if it deems necessary, may summon any of the above parties to be present in person in the Commission on any specific date of hearing.
After the words- “duly authorised representative” the following words may be inserted:
“or choose not to be present at all”
The Central RTI Rules permit an appellant not to be present at all at a hearing. This right must be provided for in the State Rules also. Or else an appellant or complainant will be compelled to attend every hearing without being paid any travel allowance while the PIO and the FAA bill such expenses on the public exchequer. Often the appeals and complaints are about delays, unjustified refusals or other technical matters. Such cases can be decided on the basis of merits of the case if the Commission wants to perform the role of the appointed champion of transparency.
Draft Rule 9:       Adjournment of hearing
9
The complainant/appellant or any of the respondents may make an application for adjournment of the hearing. The Commission, if it is of the view that the reason for seeking adjournment is just and sufficient, may grant adjournment on payment of reasonable cost or otherwise.
In this Draft rule the words- “on payment of reasonable cost or otherwise” may be deleted.

There is no reason why adjournment when granted on just and reasonable grounds should be accompanied by costs. This is not done even in courts. The Commission may simply refuse to grant adjournment if the grounds are not reasonable and proceed to decide the case on merits.
Draft Rule 10 :      Award of costs by the Commission
10
During the hearing on any complaint or appeal, the Commission may also impose such other costs on and award such compensation to the parties as deemed fit, having regard to the facts and circumstances of the case.
In Draft Rule 10 after the words- “impose such other costs” the following words may be inserted:
“on the public authority”
and the words- “to the parties” may be substituted with the following:
“to the complainant or appellant”.
The State Government is not empowered to make Rules to give any power to the Commission which the Act does not provide. Only appellants and complainants can seek compensation under Section 19(8)(b) of the principal Act. Costs may be awarded against the public authority only for transgressions committed by the PIO or the FAA. There is no provision for imposing any punishment or cost on the appellant / complainant. The State Government cannot arrogate to itself the power to vest the Commission with new powers that Parliament had not intended for it in the first place.
Draft Rule 11 :      Review of the order of the Commission
Draft Rule 12 :      Withdrawal, amendment or abatement of complaint or appeal
12(1)
During the hearing on any complaint or appeal, the Commission may, on a request made by the complainant or appellant, as the case may be, allow the complaint or appeal to be withdrawn. 
Draft Rule 12(1) may be deleted.
This adjournment provision will be misused by unscrupulous PIOs and FAAs and any other vested interests to pressurise an appellant or a complainant from withdrawing the appeal or complaint. The Central Government dropped such provisions from the 2012 RTI Rules after civil society actors impressed upon it the fact that scores of RTI users had been murdered and hundreds attacked for seeking information. There should be no provision for withdrawing an appeal or a complaint because this is not a civil or criminal suit. It is only an administrative matter and must be decided on the merits of the case.
12(3)
The proceedings pending before the Commission on any complaint or appeal shall abate on the death of the complainant or appellant, as the case may be.
Draft Rule 12(3) may be deleted.
Till date about 40 RTI users and activists across the country have been murdered by vested interests in order to prevent them from demanding transparency on a variety of issue. Draft Rule 12(3) is a tailor made recipe for murdering RTI applicants who seek information to expose corruption and malgovernance. Civil society succeeded in prevailing upon the Central Government to delete a similar provision from the RTI Rules in 2012. An appeal or complaint must not abate on account of the death of the person who instituted such proceedings. The Commission must still decide the case on merits.
Draft Rule 13 :     Order of the Commission
13
On conclusion of the hearing on any complaint or appeal, the Commission shall pass orders thereon either on the same date or on any future date fixed for the purpose and communicated to the parties. Every such order of the Commission shall be signed and dated by the Commissioner who had heard the complaint or appeal.
Draft Rule 13 may be amended as follows:
“On conclusion of the hearing on any complaint or appeal, the Commission shall pass pronounce its order in open proceedings on the same date or on any future date fixed for that purpose. Every such order of the Commission shall be signed and dated by the Commissioner who had heard the complaint or appeal and the Registrar shall furnish an authenticated copy of such order free of charge to the parties in the first instance. Parties may apply with the Registrar for supply of more than one copy on payment of reproduction charges.”
It is often the experience of appellants and complainants that the decision reached at during a hearing is not accurately reflected in the final order when it is issued at a later date. Some ICs had set standards of issuing orders on the spot soon after the hearing except in complicated cases where extra time was required for interpretation of the law. The Rule should be that orders are pronounced in the hearing itself, recorded then and there and copy handed over to the parties the same day. In this age of IT revolution, this is possible. IC Shailesh Gandhi demonstrated this in thousands of cases a couple of years ago.
Further, the Registrar must be required to authenticate the order and supply the first copy free of charge to the parties. Subsequent copies may be supplied at actual cost of reproducing the order.
Chapter 4
Draft Rule 14 :     Procedure for realization of penalty and damages
14(1)
The Commission, at the time of deciding any complaint or appeal, may impose penalty on a Public Information Officer in accordance with the provisions of section 20 of the Act.
In Draft Rule 14(1) the word- “may” must be substituted with the word- “shall”.
The power to impose penalty in Section 20(1) of the RTI Act is not discretionary. Where the conditions for attracting penalty are met with penalty has to be imposed. This Rule turns the power of penalty into a discretionary power of the Commission which is an abuse of the rule-making power vested in the State Government.
14(4)

If a compliance report on the penalty order is not received by the date fixed, the Commission, in its discretion, may order for the recovery of the penalty amount from the Public Information Officer concerned as arrears of land revenue, such order to be issued in the format given in the appendix as Form-18. 
Draft Rule 14(4) may be amended as follows:
“Subject to the institution of any proceedings by the PIO for review of the order of penalty under Rule 11 or a by means of a writ petition before the competent court, if a compliance report on the penalty order is not received by the date fixed, the Commission, in its discretion, may order for the recovery of the penalty amount from the Public Information Officer concerned as arrears of land revenue, such order to be issued in the format given in the appendix as Form-18.”
The PIO has a right to demand review of the penalty order before the Commission or before the High Court through a writ petition. This must be recognised in the Rules also so that proceedings for recovering penalty are not initiated during the pendency of a review petition.
Chapter 5
Draft Rule 15 :    Secretary of the Commission                No change recommended
Draft Rule 16 :    Registrar of the Commission                 No change recommended
Chapter 6
Draft Rule 17 :    Seal and emblem                                  No change recommended
Draft Rule 18 :    Language of the Commission                 No change recommended
Appendix
Form 1 :
a) Para #2 in the format of the RTI application may be deleted because Section 6(2) does not require the lineage of an RTI applicant to be recorded in an RTI application in this manner.
b) Para 8 may be deleted because in the absence of knowledge about how much the packet will weigh when the PIO send the information, an applicant cannot reasonably decide how much postage stamp to affix on the envelope. If the postage charges are more than Rs. 50/- per envelope then the same may be added to the calculation of the additional fee by the PIO while intimating the same to the RTI applicant as has been done under the Central Government’s RTI Rules, 2012.






Sincerely Yours,

Sanjay Sharma سنجے شرما संजय शर्मा
( Founder & Chairman)
Transparency, Accountability & Human Rights Initiative for Revolution
( TAHRIR )
101,Narain Tower,F Block, Rajajipuram
                                Lucknow,Uttar Pradesh-226017
Facebook : https://www.facebook.com/sanjay.sharma.tahrir
Website :http://tahririndia.blogspot.in/
E-mail : tahririndia@gmail.com
Twitter Handle : @tahririndia
Mobile : 9369613513


 TAHRIR ( Transparency, Accountability & Human Rights initiative for revolution ) is a Bareilly/Lucknow based Social Organization, working at grass-root level by taking up & solving issues related to strengthening transparency & accountability in public life and protection of Human Rights in India.   तहरीर (पारदर्शिता, जवाबदेही और मानवाधिकार क्रांति के लिए पहल  )  भारत में लोक जीवन में पारदर्शिता संवर्धन, जबाबदेही निर्धारण और आमजन के मानवाधिकारों के संरक्षण के हितार्थ  जमीनी स्तर पर कार्यशील संस्था  है  l 












No comments:

Post a Comment